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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-12-04 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Washington | DC | 03/2009 | 08/2017 |
| Rbc Capital Markets, Llc | Washington | DC | 08/2017 | 11/2024 |
| City National Bank | Washington | DC | 03/2019 | 11/2024 |
| Ubs Financial Services | Washington | DC | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-18 |
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