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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-16 |
| KY | RA | APPROVED | 2018-11-16 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Bloomfield, KY • United States
10200 Forest Green Blvd. Suite 100, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 02/2005 | 11/2018 |
| Meritrust Wealth Management | Louisville | KY | 09/1999 | 11/2018 |
| Mwm Advisory | Louisville | KY | 09/1999 | 11/2018 |
| Kestra Investment Services, Llc | Louisville | KY | 11/2018 | Present |
| Kestra Advisory Services, Llc | Louisville | KY | 11/2018 | Present |
Name: CPA self employed Investment Related: No Address: 2021 Shannon Dr Bardstown KY 40004 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: sole proprietor/owner Start Date: 1/1/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Tax prep Name: Meritrust Wealth Management Investment Related: Yes Address: 462 S. 4th Street Ste 2600 Louisville KY 40202 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor and Meritrust Wealth Mgmt/MWM Advsory partner Start Date: 2/1/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Registered Advisor only, no management responsibilities Name: Marcia Cammack Investment Related: No Address: 462 S 4th St, Ste 2600 Louisville KY 40202 Nature of Business: Other Other/None of the Above none of the above Position, Title or Relationship: I am the notary Start Date: 1/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: n/a Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/16/2018 ADDRESS: 5707 Southwest Pkwy,, BLDG 2, Suite 400, Austin TX 78735 DESCRIPTION: Advisor providing advisory service to clients thru Kestra NAME: CPA SELF EMPLOYED POSITION: sole proprietor/owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/1991 ADDRESS: 90 Old Ashes Creek Rd, Bloomfield KY 40008, United States DESCRIPTION: Tax prep NAME: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/16/2018 ADDRESS: 5707 Southwest Pkwy,, BLDG 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Advisor providing advisory service to clients thru Kestra NAME: MERITRUST WEALTH MANAGEMENT POSITION: Financial Advisor and Meritrust Wealth Mgmt/MWM Advsory partner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2010 ADDRESS: 10200 Forest Green Blvd, Suite 100, Louisville KY 40223, United States DESCRIPTION: Registered Advisor only, no management responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-30 |
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