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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-16
KY RA APPROVED 2018-11-16
  • TX RA
    APPROVED_RES
    Since 2023-10-16
  • KY RA
    APPROVED
    Since 2018-11-16

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Bloomfield, KY • United States

10200 Forest Green Blvd. Suite 100, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Louisville KY 02/2005 11/2018
Meritrust Wealth Management Louisville KY 09/1999 11/2018
Mwm Advisory Louisville KY 09/1999 11/2018
Kestra Investment Services, Llc Louisville KY 11/2018 Present
Kestra Advisory Services, Llc Louisville KY 11/2018 Present
  • 02/2005 → 11/2018
    Louisville, KY
  • 09/1999 → 11/2018
    Meritrust Wealth Management
    Louisville, KY
  • 09/1999 → 11/2018
    Mwm Advisory
    Louisville, KY
  • 11/2018 → Present
    Kestra Investment Services, Llc
    Louisville, KY
  • 11/2018 → Present
    Louisville, KY
Previous Registrations
  • 2014-05-02 → 2019-05-07
    Mwm Advisory
    Louisville, KY
  • 2005-02-01 → 2015-12-03
    Louisville, KY
    Louisville, KY
    Louisville, KY
  • 2003-12-02 → 2005-01-13
    Mony Securities Corporation
    Louisville, KY
  • 2002-10-25 → 2003-12-02
    Trusted Securities Advisors Corp.
    Louisville, KY
  • 2002-02-13 → 2002-10-16
    1St Global Advisors Inc
    Louisville, KY
Other Businesses

Name: CPA self employed Investment Related: No Address: 2021 Shannon Dr Bardstown KY 40004 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: sole proprietor/owner Start Date: 1/1/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Tax prep Name: Meritrust Wealth Management Investment Related: Yes Address: 462 S. 4th Street Ste 2600 Louisville KY 40202 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor and Meritrust Wealth Mgmt/MWM Advsory partner Start Date: 2/1/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Registered Advisor only, no management responsibilities Name: Marcia Cammack Investment Related: No Address: 462 S 4th St, Ste 2600 Louisville KY 40202 Nature of Business: Other Other/None of the Above none of the above Position, Title or Relationship: I am the notary Start Date: 1/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: n/a Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/16/2018 ADDRESS: 5707 Southwest Pkwy,, BLDG 2, Suite 400, Austin TX 78735 DESCRIPTION: Advisor providing advisory service to clients thru Kestra NAME: CPA SELF EMPLOYED POSITION: sole proprietor/owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/1991 ADDRESS: 90 Old Ashes Creek Rd, Bloomfield KY 40008, United States DESCRIPTION: Tax prep NAME: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/16/2018 ADDRESS: 5707 Southwest Pkwy,, BLDG 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Advisor providing advisory service to clients thru Kestra NAME: MERITRUST WEALTH MANAGEMENT POSITION: Financial Advisor and Meritrust Wealth Mgmt/MWM Advsory partner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2010 ADDRESS: 10200 Forest Green Blvd, Suite 100, Louisville KY 40223, United States DESCRIPTION: Registered Advisor only, no management responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-30
  • S66 Uniform Combined State Law Examination
    1999-11-30
Other Names
  • Marcia Claudette Johnson
  • Marcia Claudette Cammack
  • Marcia Johnson Cammack

View on SEC IAPD

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