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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • OK RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

5560 Nw 72 St Bldg A, Warr Acres, OK 73132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
72 Street Property Group, Llc Warr Acres OK 09/2023 Present
Apex Wealth Management Warr Acres OK 11/2025 Present
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 09/2023 → Present
    72 Street Property Group, Llc
    Warr Acres, OK
  • 11/2025 → Present
    Apex Wealth Management
    Warr Acres, OK
Other Businesses

(1) INDEPENDENT INSURANCE AGENT APEX FINANCIAL SOLUTIONS FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 10HRS/WK SINCE 8/1996 (2) NAME OF OTHER BUSINESS: WALLS TO WALLS, INC. BDA HOME AWAY HOUSING INVESTMENT RELATED: NO ADDRESS: 4502 BRAYDEN CT. TUTTLE OK 73089 NATURE OF BUSINESS: SUBLETTING RESIDENTIAL CORPORATE HOUSING UNITS START DATE: 7/2011 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: PARTNER BRIEF DESCRIPTION OF DUTIES: PROVIDE MISC. LABOR AND OPERATIONS ASSISTANCE AS NEEDED (3) NAME OF OTHER BUSINESS: WALLS ASSET MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NEW PERSONAL LLC FOR 1099 INCOME; 4) NAME OF OTHER BUSINESS: 72 STREET PROPERTY GROUP, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL PROPERTY OWNERSHIP GROUP/LEASING; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PARTIAL/MINORITY OWNER - NO DUTIES; 5) NAME OF OTHER BUSINESS: APEX WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-22
S63 Uniform Securities Agent State Law Examination 1998-11-25
  • S66 Uniform Combined State Law Examination
    2022-03-22
  • S63 Uniform Securities Agent State Law Examination
    1998-11-25
Other Names
  • Jeff Walls
  • Jw Wass
  • Jw Walls

View on SEC IAPD

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