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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| 72 Street Property Group, Llc | Warr Acres | OK | 09/2023 | Present |
| Apex Wealth Management | Warr Acres | OK | 11/2025 | Present |
(1) INDEPENDENT INSURANCE AGENT APEX FINANCIAL SOLUTIONS FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 10HRS/WK SINCE 8/1996 (2) NAME OF OTHER BUSINESS: WALLS TO WALLS, INC. BDA HOME AWAY HOUSING INVESTMENT RELATED: NO ADDRESS: 4502 BRAYDEN CT. TUTTLE OK 73089 NATURE OF BUSINESS: SUBLETTING RESIDENTIAL CORPORATE HOUSING UNITS START DATE: 7/2011 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: PARTNER BRIEF DESCRIPTION OF DUTIES: PROVIDE MISC. LABOR AND OPERATIONS ASSISTANCE AS NEEDED (3) NAME OF OTHER BUSINESS: WALLS ASSET MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NEW PERSONAL LLC FOR 1099 INCOME; 4) NAME OF OTHER BUSINESS: 72 STREET PROPERTY GROUP, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL PROPERTY OWNERSHIP GROUP/LEASING; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PARTIAL/MINORITY OWNER - NO DUTIES; 5) NAME OF OTHER BUSINESS: APEX WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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