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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OK RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

5560 Nw 72 St Bldg A, Warr Acres, OK 73132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Og&E Oklahoma City OK 08/1983 Present
Cetera Wealth Services, Llc El Segundo CA 04/2015 Present
Apex Financial Solutions Warr Acres OK 01/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Gdmf Dodson , Llc Warr Acres OK 03/2026 Present
  • 08/1983 → Present
    Og&E
    Oklahoma City, OK
  • 04/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2017 → Present
    Apex Financial Solutions
    Warr Acres, OK
  • 06/2023 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Gdmf Dodson , Llc
    Warr Acres, OK
Other Businesses

1. NAME OF OTHER BUSINESS: OG&E INVESTMENT RELATED: NO ADDRESS: 321 N. HARVEY, OKLAHOMA CITY, OK 73102 NATURE OF BUSINESS: CABLE SPLICER START DATE: 4/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: CABLE SPLICER; 2. NAME OF OTHER BUSINESS: APEX FINANCIAL SOLUTIONS, LLC; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2017 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: APEX WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: GDMF DODSON , LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OWNERSHIP IN LLC START DATE: 03/05/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I WILL BE PUTTING COMPENSATION I RECEIVE FROM CETERA INTO THIS LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-09
S63 Uniform Securities Agent State Law Examination 2015-06-29
  • S65 Uniform Investment Adviser Law Examination
    2016-06-09
  • S63 Uniform Securities Agent State Law Examination
    2015-06-29

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