Stephen J Rosenthal

Current Employers

Employment History

• 05/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilkes-Barre, PA
• 06/2011 → Present
  Bank Of America, N.A.
  Wilkes-Barre, PA

Other Businesses

I*: 457661Entity Type: Charitable OrganizationName of OBA: Jewish Home of Eastern PAAddress: Scranton, Pennsylvania Investment Related: NoPosition, Title, Association: Vice PresidentEmployee Start Date: 01/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Provides nursing home care: I will serve as a board member in an advisory role onlyI*3047269Entity Type: CharitableName of OBA:CASA of Luzerne CountyAddress:Wilkes barre PennsylvaniaInvestment Related:NoPosition, Title, Association:Board MemberStart Date:01/15/2026No Hours: 1 MonthlyNo Hours during trading:0 MonthlyDuties:CASA of Wyoming Valley (CASA of Luzerne County) is a non-profit 501(c)3 child advocacy organizationEnsure mission alignment: Uphold CASA's purpose and values in all decisions. Policy setting: Help establish and review organizational policies. Participate in long-term planning and goal setting. Monitor progress toward strategic objectives. Provide insight and expertise to guide growth and expansion. Approve budgets and financial plans. Oversee financial health and sustainability. Support fundraising efforts and donor cultivation. Represent CASA in the community. Promote awareness of CASA's mission and impact. I*430236 Entity Type: Entity Charitable Name of OBA: Wyoming Seminary College Preparatory School Address: kingston, Pennsylvania, 18702 Investment Related: Yes Position, Title, Association: Committee Employee Start Date: 10/23/2023 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Pre-K -12 boarding/day school THe board and executive board is in an advisory role.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-15
• S63 Uniform Securities Agent State Law Examination
  1997-08-14

Other Names

• Stephen J Rosenthal
• Stephen Jeffry Rosenthal