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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-20 |
| NJ | RA | APPROVED | 2015-12-24 |
| OR | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Portland | OR | 06/2001 | Present |
| Mds, Llc | Portland | OR | 05/2011 | Present |
| Pugh & Associates Llc | Portland | OR | 11/2011 | Present |
| Transamerica Financial Advisors, Inc | Portland | OR | 01/2012 | Present |
| Orchard Lane Homeowners Association | Portland | OR | 04/1992 | Present |
| St. Matthew Lutheran Church Congreational Board | Beaverton | OR | 07/2012 | 07/2017 |
| Boy Scout Troop 124 Sunset Trail Dostric, Cascade Pacific Counci | Beaverton | OR | 10/2015 | 07/2017 |
| Wallmasters Toastmasters | Tigard | OR | 12/1995 | Present |
| District 7 Toastmaster | Tigard | OR | 07/2018 | 06/2019 |
| Coachmasters Toastmasters | Lake Oswego | OR | 06/2020 | Present |
| Toastmasters International | Portland | OR | 01/2021 | 06/2023 |
| Wallmasters International A Chapter-Club Of Toastmasters Interna | Tigard | OR | 07/2022 | Present |
| Wealthwave | Portland | OR | 07/2023 | Present |
"Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Wealthwave | Marketing | co-brand company through WFGIA | Portland, OR | 07/2023 | investment related Coachmasters Toastmasters | 06/2020 | not investment related | Lake Oswego, OR | Secretary-club member Wallmasters International a chapter-club of Toastmasters International a nonprofit member entity / 0722-present / Investment Related: No / Tigard, OR 97223 / VP Membership / Nonprofit / Hrs. Work Monthly: 6 / Sec Trading Hrs: 0 / Attend weekly online meetings and one leadership officers meeting a month to conduct club business PUGH & ASSOCIATES LLC; NOT INVESTMENT RELATED; 4814 SW ORCHARD LN, PORTLAND, OR, 97219; MEMBER, MANAER AND REGISTERED AGENT OF LLC - SOLE MEMBER OF LLC, FORMED FOR FILING BUSINESS INCOME AS PASS THROUGH COMPANY; 100% OWNERSHIP AND BUSINESS LICENSE 81569296; 0 HOURS DEVOTED TO THIS OBA. ORCHARD LANE HOMEOWNERS ASSOCIATION; 4814 SW ORCHARD LANE, PORTLAND, OR, 97219; NOT INVESTMENT RELATED; TREASURER AND EXECUTIVE BOARD MEMEBER, FOR HOME OWNERS ASSOCIATION; GOVERNNG BOARD OF THE PUD AND HOE, MAINTAIN THE NEIGHBORHOOD PER THE BYLAWS. APPROVE AND PAY EXPENSES INCURRED BY THE ASSOCIATION. LESS THAN 1 HOUR PER WEEK DEVOTED TO THIS OBA. MDS,LLC; Investment related/No; 7300 SW Hinziker STE 200 Portland, OR 97223 503-684-4010; member/ operations of office; 05/2011; Voting member of an entity for the office lease, monthly hours 0 during business hours 0; common expenses in running the office
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-19 |
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