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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-20
NJ RA APPROVED 2015-12-24
OR RA APPROVED 2012-01-06
  • TX RA
    APPROVED
    Since 2018-04-20
  • NJ RA
    APPROVED
    Since 2015-12-24
  • OR RA
    APPROVED
    Since 2012-01-06

Branch Locations

7421 Sw Bridgeport Rd, Portland, OR 97224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Portland OR 06/2001 Present
Mds, Llc Portland OR 05/2011 Present
Pugh & Associates Llc Portland OR 11/2011 Present
Transamerica Financial Advisors, Inc Portland OR 01/2012 Present
Orchard Lane Homeowners Association Portland OR 04/1992 Present
St. Matthew Lutheran Church Congreational Board Beaverton OR 07/2012 07/2017
Boy Scout Troop 124 Sunset Trail Dostric, Cascade Pacific Counci Beaverton OR 10/2015 07/2017
Wallmasters Toastmasters Tigard OR 12/1995 Present
District 7 Toastmaster Tigard OR 07/2018 06/2019
Coachmasters Toastmasters Lake Oswego OR 06/2020 Present
Toastmasters International Portland OR 01/2021 06/2023
Wallmasters International A Chapter-Club Of Toastmasters Interna Tigard OR 07/2022 Present
Wealthwave Portland OR 07/2023 Present
  • 06/2001 → Present
    World Financial Group
    Portland, OR
  • 05/2011 → Present
    Mds, Llc
    Portland, OR
  • 11/2011 → Present
    Pugh & Associates Llc
    Portland, OR
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Portland, OR
  • 04/1992 → Present
    Orchard Lane Homeowners Association
    Portland, OR
  • 07/2012 → 07/2017
    St. Matthew Lutheran Church Congreational Board
    Beaverton, OR
  • 10/2015 → 07/2017
    Boy Scout Troop 124 Sunset Trail Dostric, Cascade Pacific Counci
    Beaverton, OR
  • 12/1995 → Present
    Wallmasters Toastmasters
    Tigard, OR
  • 07/2018 → 06/2019
    District 7 Toastmaster
    Tigard, OR
  • 06/2020 → Present
    Coachmasters Toastmasters
    Lake Oswego, OR
  • 01/2021 → 06/2023
    Toastmasters International
    Portland, OR
  • 07/2022 → Present
    Wallmasters International A Chapter-Club Of Toastmasters Interna
    Tigard, OR
  • 07/2023 → Present
    Wealthwave
    Portland, OR
Previous Registrations
  • 2007-06-18 → 2012-01-06
    Investment Advisors International, Inc.
    Portland, OR
Other Businesses

"Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Wealthwave | Marketing | co-brand company through WFGIA | Portland, OR | 07/2023 | investment related Coachmasters Toastmasters | 06/2020 | not investment related | Lake Oswego, OR | Secretary-club member Wallmasters International a chapter-club of Toastmasters International a nonprofit member entity / 0722-present / Investment Related: No / Tigard, OR 97223 / VP Membership / Nonprofit / Hrs. Work Monthly: 6 / Sec Trading Hrs: 0 / Attend weekly online meetings and one leadership officers meeting a month to conduct club business PUGH & ASSOCIATES LLC; NOT INVESTMENT RELATED; 4814 SW ORCHARD LN, PORTLAND, OR, 97219; MEMBER, MANAER AND REGISTERED AGENT OF LLC - SOLE MEMBER OF LLC, FORMED FOR FILING BUSINESS INCOME AS PASS THROUGH COMPANY; 100% OWNERSHIP AND BUSINESS LICENSE 81569296; 0 HOURS DEVOTED TO THIS OBA. ORCHARD LANE HOMEOWNERS ASSOCIATION; 4814 SW ORCHARD LANE, PORTLAND, OR, 97219; NOT INVESTMENT RELATED; TREASURER AND EXECUTIVE BOARD MEMEBER, FOR HOME OWNERS ASSOCIATION; GOVERNNG BOARD OF THE PUD AND HOE, MAINTAIN THE NEIGHBORHOOD PER THE BYLAWS. APPROVE AND PAY EXPENSES INCURRED BY THE ASSOCIATION. LESS THAN 1 HOUR PER WEEK DEVOTED TO THIS OBA. MDS,LLC; Investment related/No; 7300 SW Hinziker STE 200 Portland, OR 97223 503-684-4010; member/ operations of office; 05/2011; Voting member of an entity for the office lease, monthly hours 0 during business hours 0; common expenses in running the office

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-27
S63 Uniform Securities Agent State Law Examination 1997-08-19
  • S65 Uniform Investment Adviser Law Examination
    2007-04-27
  • S63 Uniform Securities Agent State Law Examination
    1997-08-19
Other Names
  • Bob Pugh
  • Robert Stanley Pugh

View on SEC IAPD

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