David Baldwin Morgan

Employer firm

Heirloom Wealth Management LLC CRD 292277

$1.11B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2017
  Morgan Stanley Smith Barney
  Englewood, CO
• 11/2017 → 12/2017
  Pksa
  Albany, NY
• 11/2017 → 02/2025
  Purshe Kaplan Sterling Investments
  Albany, NY
• 12/2017 → 02/2026
  Morganrosel Wealth Management, Llc
  Highlands Ranch, CO
• 01/2026 → Present
  Heirloom Wealth Management
  Greenwood Village, CO

Previous Registrations

• 2017-12-15 → 2026-01-16
  Rosel Wealth Management, Llc
  Highlands Ranch, CO
• 2017-11-02 → 2018-01-04
  Pks Advisory Services, Llc
  Albany, NY
• 2009-06-01 → 2017-11-06
  Morgan Stanley
  Greenwood Village, CO
• 2009-02-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Englewood, CO
• 2001-03-01 → 2009-03-03
  Ubs Financial Services Inc.
  Denver, CO
  Denver, CO

Other Businesses

1) Fixed Insurance. 1805 Shea Center Dr, Suite 420, Highlands Ranch, CO 80129. Ash Brokerage-Term Life Insurance. Agent. Occasionally help clients obtain life insurance coverage. 1 hour/ 1 hour.

Exams

• S66 Uniform Combined State Law Examination
  2001-02-12
• S63 Uniform Securities Agent State Law Examination
  1997-08-14

Designations

• Certified Financial Planner