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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-30
VA RA APPROVED 2020-06-25
DC RA APPROVED 2018-08-30
MD RA APPROVED 2018-08-28
  • FL RA
    APPROVED
    Since 2024-09-30
  • VA RA
    APPROVED
    Since 2020-06-25
  • DC RA
    APPROVED
    Since 2018-08-30
  • MD RA
    APPROVED
    Since 2018-08-28

Branch Locations

205 Steeple Chase Dr Ste 305, Prince Frederick, MD 20678-4054 • United States

Boynton Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Shoemaker Insurance Agency Prince Frederick MD 06/2005 Present
State Farm Vp Management Corp Prince Frederick MD 06/2005 Present
State Farm Investment Management Corp Prince Frederick MD 08/2018 Present
  • 06/2005 → Present
    Wayne Shoemaker Insurance Agency
    Prince Frederick, MD
  • 06/2005 → Present
    State Farm Vp Management Corp
    Prince Frederick, MD
  • 08/2018 → Present
    Prince Frederick, MD
Other Businesses

1) Wayne Shoemaker's Insurance Agency; Insurance Agency; Investment-related; 205 Steeple Chase Dr Ste 305 Prnc Frederck, MD 20678-4054; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 6/1/2005; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-10-30
  • S63 Uniform Securities Agent State Law Examination
    2012-10-30
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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