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Spectrum Investment Advisors, Inc. CRD 108669
$1.06B regulatory AUM 109 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6329 West Mequon Road, Mequon, WI 53092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Investments, Llc | San Francisco | CA | 05/2001 | 02/2022 |
| Principal Life Insurance | Wauwatosa | WI | 02/2022 | 09/2025 |
| Principal Securities | Wauwatosa | WI | 03/2022 | 06/2025 |
| Spectrum Investment Advisors, Inc. | Mequon | WI | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-28 |
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