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Jeffrey James Wozniak

Spectrum Investment Advisors, Inc.

Mequon, WI

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Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-23
  • WI RA
    APPROVED
    Since 2025-10-23

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investments, Llc San Francisco CA 05/2001 02/2022
Principal Life Insurance Wauwatosa WI 02/2022 09/2025
Principal Securities Wauwatosa WI 03/2022 06/2025
Spectrum Investment Advisors, Inc. Mequon WI 10/2025 Present
  • 05/2001 → 02/2022
    Wells Fargo Investments, Llc
    San Francisco, CA
  • 02/2022 → 09/2025
    Principal Life Insurance
    Wauwatosa, WI
  • 03/2022 → 06/2025
    Principal Securities
    Wauwatosa, WI
  • 10/2025 → Present
    Spectrum Investment Advisors, Inc.
    Mequon, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-02
S63 Uniform Securities Agent State Law Examination 2022-04-28
  • S65 Uniform Investment Adviser Law Examination
    2025-10-02
  • S63 Uniform Securities Agent State Law Examination
    2022-04-28
Other Names
  • Jeffrey Wozniak

View on SEC IAPD

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OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

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