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Current Employers
Luken Investment Analytics, Llc

136 Frierson Street, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-03-17
GA RA APPROVED 2021-03-18
IL RA APPROVED 2020-12-02
AL RA APPROVED 2019-12-04
KY RA APPROVED 2017-12-19
FL RA APPROVED 2017-11-22
TX RA APPROVED 2017-11-21
LA RA APPROVED 2017-10-31
TN RA APPROVED 2017-02-07
  • KS RA
    APPROVED
    Since 2025-03-17
  • GA RA
    APPROVED
    Since 2021-03-18
  • IL RA
    APPROVED
    Since 2020-12-02
  • AL RA
    APPROVED
    Since 2019-12-04
  • KY RA
    APPROVED
    Since 2017-12-19
  • FL RA
    APPROVED
    Since 2017-11-22
  • TX RA
    APPROVED
    Since 2017-11-21
  • LA RA
    APPROVED
    Since 2017-10-31
  • TN RA
    APPROVED
    Since 2017-02-07

Branch Locations

136 Frierson Street, Brentwood, TN 37027 • United States

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2011-09-22
  • TN RA
    APPROVED
    Since 2011-09-22

Branch Locations

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Nashville TN 08/2006 Present
Wiley Bros- Aintree Capital Llc Nashville TN 02/2017 Present
Luken Investment Analytics Franklin TN 02/2017 Present
Wiley Bros.-Aintree Capital, Llc Nashville TN 10/2011 02/2017
  • 08/2006 → Present
    Self
    Nashville, TN
  • 02/2017 → Present
    Wiley Bros- Aintree Capital Llc
    Nashville, TN
  • 02/2017 → Present
    Luken Investment Analytics
    Franklin, TN
  • 10/2011 → 02/2017
    Wiley Bros.-Aintree Capital, Llc
    Nashville, TN
Other Businesses

Vision Realty Partners NOT INVESTMENT RELATED 1550 N Mt Juliet Rd Ste 107 Mt Juliet TN 37122 REAL ESTATE AGENT START DATE 10/31/01 5 HOURS PER MONTH ALL WEEKEND/AFTER HOURS NO HOURS DEDICATED DURING TRADING HOURS HELP PEOPLE BUY/SELL HOMES. Wiley-Bros-Aintree Capital, LLC Investment Related Compliance Assistant 40 Burton Hills Blvd, Suite 350 Nashville, TN 37215 Start Date October 2011 10 hours per month During trading hours Assist with Compliance related requests LUKEN INVESTMENT ANALYTICS LLC 1894 GENL GEORGE PATTON DR STE 500 FRANKLIN TN 37067 INVESTMENT ADVISOR ANALYTICS PRODUCT FOR OTHER ADVISORS TO USE WITH THEIR CLIENTS CCO MARKETING 2/1/2017 50 HR/MO MARKETING, COMPLIANCE REVIEWS, TRAINING, ONBOARDING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-21
S63 Uniform Securities Agent State Law Examination 1997-08-11
  • S66 Uniform Combined State Law Examination
    2011-09-21
  • S63 Uniform Securities Agent State Law Examination
    1997-08-11
Other Names
  • Carri Margaret Sanford
  • Carri Margaret Stone
  • Carri Margaret Stone
  • Carri Margaret Sanford
  • Carri Sanford

View on SEC IAPD

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