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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-23 |
Branch Locations
3350 E. Birch Street Suite 208-A, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Brea | CA | 06/2001 | Present |
| Transamerica Financial Advisors, Inc | Brea | CA | 01/2012 | Present |
| Howard Hughes Qu & Associates, Inc | Chino Hills | CA | 10/2012 | Present |
| Debtmerica | Santa Ana | CA | 10/2019 | 03/2022 |
| Wfg Direct | Brea | CA | 08/2021 | 12/2025 |
?Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). HOWARD HUGHES QU & ASSOCIATES, INC, 5573 TREMAINE WAY CHINO HILLS CA 91709, Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." 10/23/2000, NON-INVESTMENT RELATED, I'M RESPONSIBLE TO MAKE SURE ALL TAXES ARE PAID FOR THE CORP AND MAKING SURE IT IS RUNNING ACCORDING TO THE REGULATIONS OF THE STATE OF CALIFORNIA. ALSO KEEPING PROPER RECORDS OF THE CORP, HAVING REGULAR CONSULTATION WITH MY CPA TO MAKE SURE ALL DOCUMENTS, MINUTES ARE DONE, 12 HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-26 |
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