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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-04-03 |
Branch Locations
Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States
Westlake Village, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chestnut Ridge | NY | 10/2012 | 03/2018 |
| Citigroup | Newbury Park | CA | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-20 |
| S66 | Uniform Combined State Law Examination | 1997-10-24 |
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