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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-03
  • CA RA
    APPROVED
    Since 2018-04-03

Branch Locations

Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States

Westlake Village, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chestnut Ridge NY 10/2012 03/2018
Citigroup Newbury Park CA 04/2018 Present
Previous Registrations
  • 2012-10-01 → 2018-03-09
    Pearl River, NY
    Bedford, NY
    Spring Valley, NY
    Croton On Hudson, NY
    White Plains, NY
    Garnerville, NY
    Ossining, NY
    Haverstraw, NY
    Garnerville, NY
    Ossining, NY
    Nyack, NY
    Briarcliff, NY
    Chappaqua, NY
    Congers, NY
    Pomona, NY
    Mount Kisco, NY
    Pomona, NY
    Mount Kisco, NY
    Bedford, NY
    West Nyack, NY
    Suffern, NY
    Briarcliff, NY
    Chestnut Ridge, NY
    Stony Point, NY
    Suffern, NY
    Monsey, NY
    Nanuet, NY
    Nanuet, NY
    Millwood, NY
    West Nyack, NY
    Sparkill, NY
    Pleasantville, NY
    Monsey, NY
    Suffern, NY
    Croton-On-Hudson, NY
    Pleasantville, NY
    Mineola, NY
    Los Angeles, CA
    West Hollywood, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Pacific Palisades, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Beverly Hills, CA
    Los Angeles, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Los Angeles, CA
    Santa Monica,, CA
    West Hollywood, CA
    Beverly Hills, CA
    Santa Monica, CA
    Carpinteria, CA
    Santa Barbara, CA
    Montecito, CA
    Goleta, CA
    Goleta, CA
    Ventura, CA
    Santa Barbara, CA
    Santa Paula, CA
    Ojai, CA
    Ventura, CA
    Port Hueneme, CA
    Ventura, CA
    Ventura, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Ventura, CA
    Oxnard, CA
    Oxnard, CA
    Camarillo, CA
    Thousand Oaks, CA
    Camarillo, CA
    Camarillo, CA
    Oxnard, CA
    Simi Valley, CA
    Thousand Oaks, CA
    Simi Valley, CA
    Camarillo, CA
    Moorpark, CA
    Newbury Park, CA
    Oxnard, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Newbury Park, CA
    Thousand Oaks, CA
    Westlake Village, CA
    Agoura Hills, CA
    Canoga Park, CA
    Westlake Village, CA
    Malibu, CA
    Calabasas, CA
    Calabasas, CA
    Reseda, CA
    Canoga Park, CA
    Tarzana, CA
    Woodland Hills, CA
    West Hills, CA
    Westlake Village, CA
    Woodland Hills, CA
    North Hollywood, CA
    Los Angeles, CA
    Hollywood, CA
    Burbank, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    West Hollywood, CA
    Los Angeles, CA
    North Hollywood, CA
    Los Angeles, CA
    North Hollywood, CA
    Los Angeles, CA
    Burbank, CA
    Los Angeles, CA
    Los Angeles, CA
    Marina Del Rey, CA
    Los Angeles, CA
    Los Angeles, CA
    Marina Del Rey, CA
    Los Angeles, CA
    Culver City, CA
    Los Angeles, CA
    Venice, CA
    Culver City, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Culver City, CA
    Santa Monica, CA
    Los Angeles, CA
  • 2011-04-19 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    Pleasantville, NY
    Croton-On-Hudson, NY
    Suffern, NY
    Monsey, NY
    Pleasantville, NY
    Sparkill, NY
    West Nyack, NY
    Millwood, NY
    Orangeburg, NY
    Nanuet, NY
    Nanuet, NY
    Monsey, NY
    Tallman, NY
    Katonah, NY
    New City, NY
    Stony Point, NY
    Chestnut Ridge, NY
    Briarcliff, NY
    Suffern, NY
    West Nyack, NY
    Bedford, NY
    Mount Kisco, NY
    Pomona, NY
    Mount Kisco, NY
    Pomona, NY
    Orangeburg, NY
    Valley Cottage, NY
    Nanuet, NY
    Congers, NY
    Chappagua, NY
    Briarcliff Manor, NY
    New City, NY
    Nyack, NY
    Ossining, NY
    Mount Vernon, NY
    Garnerville, NY
    Haverstraw, NY
    Ossining, NY
    Garnerville, NY
    White Plains, NY
    Croton, NY
    New City, NY
    Spring Valley, NY
    Bedford, NY
    Pearl River, NY
  • 2005-10-21 → 2011-03-29
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-20
S66 Uniform Combined State Law Examination 1997-10-24
  • S65 Uniform Investment Adviser Law Examination
    2005-10-20
  • S66 Uniform Combined State Law Examination
    1997-10-24
Other Names
  • Marc Giano
  • Marc R Gigmo

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