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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-27 |
| NC | RA | APPROVED | 2014-02-06 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Raleigh | NC | 08/2013 | Present |
| Mml Investors Services | Raleigh | NC | 10/2013 | Present |
(1)NAME: MAINMAST FINANCIAL GROUP, INC INV REL: Y ADD: 4000 WESTCHASE BLVD SUITE 400 RALEIGH NC 27607 NATURE: DBA POSITION: PRESIDENT/OWNER START DATE: 1/8/2021 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: DBA. (2)NAME: ENCOMPASS FINANCIAL PARTNERS, LLC INV REL: Y ADD: 4000 WESTCHASE BLVD SUITE 400 RALEIGH NC 27607 NATURE: LLC TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER/MEMBER START DATE: 7/26/2023 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DESCRIBE DUTIES: ENSURE THAT BUSINESS OPERATING EXPENSES ARE PAID. (3) NAME: MARK SCARBROUGH INV REL: Y ADD: 4000 WEST CHASE BLVD, SUITE 400, RALEIGH, NC 27607 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 10/17/2023 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 10 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, MEDICARE SUPPLEMENTS, HEALTH. (4) NAME: MARK SCARBROUGH INV REL: Y ADD: 150 FAYETTEVILLE STREET, SUITE 300, RALEIGH, NC 27601 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/05/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-08 |
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