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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-05 |
| NY | RA | APPROVED | 2021-04-16 |
| MI | RA | APPROVED | 2021-03-11 |
| NC | RA | APPROVED | 2017-08-09 |
| IL | RA | APPROVED | 2016-01-08 |
| CA | RA | APPROVED | 2014-11-21 |
| FL | RA | APPROVED | 2014-02-14 |
| MA | RA | APPROVED | 2014-02-10 |
| CT | RA | APPROVED | 2014-01-17 |
| DE | RA | APPROVED | 2014-01-17 |
| MD | RA | APPROVED | 2014-01-17 |
| KY | RA | APPROVED | 2014-01-16 |
| NM | RA | APPROVED | 2014-01-16 |
| TX | RA | APPROVED_RES | 2014-01-16 |
| VT | RA | APPROVED | 2014-01-16 |
| MN | RA | APPROVED | 2014-01-15 |
| OH | RA | APPROVED | 2014-01-15 |
| WI | RA | APPROVED | 2014-01-15 |
| PA | RA | APPROVED | 2011-04-05 |
| NJ | RA | APPROVED | 2010-03-03 |
| VA | RA | APPROVED | 2010-03-03 |
Branch Locations
5 Vaughn Drive Suite 320, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | Princeton | NJ | 06/1997 | Present |
| Park Avenue Securities Llc | Princeton | NJ | 05/1999 | Present |
1. Other Insurance Sales-Sale of long term care, health, disability income, and life insurance products other than Guardian. Start: 01/01/1997, Address: 2 Research Way, Princeton, NJ 08540, 5 bus hrs per month, Investment related, 2) Petrone Brokerage LLC-Brokerage of Guardian insurance products. 50% member, Start: 08/01/2024, Address: 5 Vaughn Drive, Suite 320 Princeton, NJ 08540, 60 total hours per month; 60 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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