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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-02-12 |
Branch Locations
10250 Regency Circle Ste 110, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Omaha | NE | 08/2007 | 01/2020 |
| Wells Fargo Advisors Llc | Omaha | NE | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 11/2016 | 01/2020 |
| Wells Fargo Advisors Financial Network, Llc | Omaha | NE | 01/2020 | Present |
FUCINARO FAMILY LLC, INVT RELATED, OMAHA, NE, 25% OWNERSHIP BY SPOUSE, START DATE 11/15/2013, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNERSHIP OF CRE INTERESTS.| STEPHEN L BARTLETT, LLC, INVT RELATED, OMAHA, NE, 100% OWNERSHIP, START DATE 7/5/2019, 40 HRS PER MONTH, 30 HRS DURING TRADING, FINET BUSINESS.| NORTH CHANNEL CAPITAL REAL ESTATE LLC; INV RELATED; LINCOLN, NE; 12.5% OWNERSHIP; START DATE 07/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-17 |
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