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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Austin | TX | 02/2017 | 08/2019 |
| Strategic Financial Concepts | San Antonio | TX | 09/2011 | 01/2017 |
| Raymond James Financial Services, Inc. | Austin | TX | 08/2019 | 08/2021 |
| Southside Bank | Austin | TX | 06/2019 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 08/2021 | Present |
I*522247 For profit or not for profit: Entity For Profit Name of outside business organization: Miles Miller - Mineral Interests Investment related: N Address of business: Austin, Texas, 78731 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 1/1/2011 Number of hours devoted: 8 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Oil and gas royalties I*524252 For profit or not for profit: Entity For Profit Name of outside business organization: J B Miller and Sons Ranch Investment related: N Address of business: Ozona, Texas, 76943 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Employee","Owner"], Start date of relationship: 1/1/2008 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Livestock production - management activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-22 |
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