Miles Robert Miller

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 08/2019
  Bbva Securities Inc.
  Austin, TX
• 09/2011 → 01/2017
  Strategic Financial Concepts
  San Antonio, TX
• 08/2019 → 08/2021
  Raymond James Financial Services, Inc.
  Austin, TX
• 06/2019 → 08/2021
  Southside Bank
  Austin, TX
• 08/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX

Previous Registrations

• 2019-11-18 → 2021-08-23
  Raymond James Financial Services Advisors, Inc
  Austin, TX
• 2017-03-21 → 2019-06-17
  Pnc Managed Account Solutions, Inc.
  Austin, TX
• 2011-12-07 → 2017-03-16
  Strategic Financial Concepts, Llc
  Austin, TX
• 2011-04-19 → 2011-12-02
  Bb&T Investment Services, Inc.
  Austin, TX
  Charlotte, NC
  Austin, TX
  Austin, TX
  Austin, TX
• 2007-04-25 → 2011-04-29
  Lpl Financial Llc
  Temple, TX
  Austin, TX
  Austin, TX
  Fort Mill, SC
• 2004-11-15 → 2006-12-19
  Advantage Capital Corporation
  Austin, TX
• 1999-12-23 → 2004-11-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 2004-11-15 → 2004-11-15
  Fsc Securities Corporation
  Austin, TX

Other Businesses

I*522247 For profit or not for profit: Entity For Profit Name of outside business organization: Miles Miller - Mineral Interests Investment related: N Address of business: Austin, Texas, 78731 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 1/1/2011 Number of hours devoted: 8 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Oil and gas royalties I*524252 For profit or not for profit: Entity For Profit Name of outside business organization: J B Miller and Sons Ranch Investment related: N Address of business: Ozona, Texas, 76943 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Employee","Owner"], Start date of relationship: 1/1/2008 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Livestock production - management activities

Exams

• S66 Uniform Combined State Law Examination
  1999-12-22

Other Names

• Miles Miller
• Miles R. Miller
• Miles Robert Miller