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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-15 |
| TX | RA | APPROVED_RES | 2022-01-10 |
| PA | RA | APPROVED | 2022-01-07 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 02/2013 | 03/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 12/2021 | Present |
| Finra Arbitrator | Washington | DC | 05/2016 | Present |
| Lasalle University | Philadelphia | PA | 05/2019 | 05/2021 |
| Alacrity Support Llc | Cherry Hill | NJ | 04/2021 | 11/2021 |
| Vanguard Marketing Corporation | Malvern | PA | 12/2021 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 12/2021 | Present |
NAME OF BUSINESS: FINRA ARBITRATOR INVESTMENT-RELATED ADDRESS: WASHINGTON, DC NATURE OF BUSINESS: DISPUTE RESOLUTION POSITION: AGENT START DATE: 05/2016 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: FINRA ARBITRATOR, HEARS ALL SIDES OF ARBITRATION DISPUTES, STUDY THE EVIDENCE AND RENDER A FINAL AND BINDING DECISION. NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: INDIAN ROCKS BEACH, FL NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 06/2023 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: POA FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHERRY HILL, NJ NATURE OF BUSINESS: FIDUCIARY POSITION: POA START DATE: 04/2026 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: POA OVER ACCOUNTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-05 |
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