Robert C Capuano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → 12/2022
  Great American Life Ins Co
  Cincinnati, OH
• 09/2005 → 12/2022
  Lincoln Investment Planning, Inc
  Lutz, FL
• 12/2022 → Present
  Lpl Financial Llc
  Tampa, FL

Previous Registrations

• 2005-10-20 → 2022-12-08
  Lincoln Investment
  Tampa, FL
  Lutz, FL
  Lutz, FL
  Tampa, FL
• 2019-09-26 → 2022-12-08
  Capital Analysts
  Tampa, FL

Other Businesses

1)12/01/2022 - Cap Equity Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/01/2022 - Cap Equity LLC - Business Owner - Inv Rel - Tampa, FL - Start: 12/2014 - 4 Hr/Mth 3)12/01/2022 - Rob Capuano Financial Inc - Owner - Business Entity For Tax/Investment Purposes Only - Inv Rel - Tampa, FL - Start: 05/2009 - 10 Hr/Mth 4) 03/10/2025 - Rob Capuano Financial Inc DBA Cap Equity Advisors - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:05/11/2009 - 10 Hrs/Mth - 1 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-18
• S63 Uniform Securities Agent State Law Examination
  1997-09-02

Other Names

• Rob Capuano