Matthew Thomas Klocke

Current Employers

Klocke Capital Group, Llc

324 Royal Palm Way Suite 208, Palm Beach, FL 33480 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-04-07
CA	RA	APPROVED	2015-05-08
FL	RA	APPROVED	2011-02-07

TX RA
APPROVED

Since 2017-04-07
CA RA
APPROVED

Since 2015-05-08
FL RA
APPROVED

Since 2011-02-07

Branch Locations

324 Royal Palm Way Suite 208, Palm Beach, FL 33480 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Klocke Capital Group, Llc	Palm Beach	FL	08/2009	Present

08/2009 → Present

Klocke Capital Group, Llc

Palm Beach, FL

Previous Registrations

2009-11-24 → 2011-01-04

Raymond James Financial Services Advisors, Inc

Palm Beach, FL
2005-06-16 → 2009-10-08

Raymond James & Associates, Inc.

West Palm Beach, FL

West Palm Beach, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-03-31
S65	Uniform Investment Adviser Law Examination	1997-06-13

S63 Uniform Securities Agent State Law Examination

2005-03-31
S65 Uniform Investment Adviser Law Examination

1997-06-13

Other Names

Matthew Klocke

View on SEC IAPD

Current Employers

Klocke Capital Group, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews