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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
TX RA APPROVED_RES 2019-03-20
NC RA APPROVED 2008-10-17
NJ RA APPROVED 2007-06-14
  • NY RA
    APPROVED
    Since 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2019-03-20
  • NC RA
    APPROVED
    Since 2008-10-17
  • NJ RA
    APPROVED
    Since 2007-06-14

Branch Locations

22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Albany NY 12/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-22
  • S63 Uniform Securities Agent State Law Examination
    2000-02-22

View on SEC IAPD

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