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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-09 |
| WI | RA | APPROVED | 2008-05-19 |
Branch Locations
525 Main Street Suite 410, Delafield, WI 53018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Delafield | WI | 12/2007 | Present |
(1) MARRIOTT; ADDRESS: N16W22350 WATERTOWN PLANK ROAD, WAUKESHA, WI 53186; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HOSPITALITY; CAPACITY: EMPLOYEE; START DATE: 12/1/2018; DUTIES: FRONT DESK EMPLOYEE; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NAME OF ENTITY: Fostering Community ADDRESS: na Milwaukee WI 53089 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jun 09, 2026 CAPACITY: Board of Directors DUTIES: Applying to be a Fostering Community Board member. The position would raise awareness and advocate for Milwaukee County Foster Community HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-29 |
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