Best Investors Account Sign in

Robin Ann Porschen

Osaic Wealth, Inc.

St. Louis, MO

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-01
MO RA APPROVED 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01
  • MO RA
    APPROVED
    Since 2023-09-01

Branch Locations

15 Sunnen Drive Suite 100, St. Louis, MO 63143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uhy Advisors St. Louis MO 08/2001 Present
Lpl Financial, Llc St. Louis MO 07/2013 05/2023
Sagepoint Financial, Inc. St Louis MO 05/2023 09/2023
Osaic Wealth, Inc. St. Louis MO 09/2023 Present
  • 08/2001 → Present
    Uhy Advisors
    St. Louis, MO
  • 07/2013 → 05/2023
    St. Louis, MO
  • 05/2023 → 09/2023
    Sagepoint Financial, Inc.
    St Louis, MO
  • 09/2023 → Present
    St. Louis, MO
Previous Registrations
  • 2023-05-18 → 2023-09-01
    Osaic Services, Inc.
    Sterling Heights, MI
    St Louis, MO
    St. Louis, MO
  • 2013-07-12 → 2023-05-31
    Saint Louis, MO
  • 2009-04-01 → 2013-07-15
    Uhy Capital Advisors, Llc
    Chicago, IL
Other Businesses

1) ROBIN NELSON POSITION: Insurance Agent NATURE: Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2019 ADDRESS: 15 Sunnen Drive, Suite 100A, St. Louis MO 63143, United States DESCRIPTION: Insurance Agent. 2) UHY WEALTH DBA POSITION: Wealth Manager NATURE: Doing business as ("DBA") name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/18/2023 ADDRESS: 15 Sunnen Drive, Suite 100A, St. Louis MO 63143, United States DESCRIPTION: Doing business as ("DBA") name. 3) UHY ADVISORS POSITION: Administrative NATURE: Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2001 ADDRESS: 15 Sunnen Drive, Suite 100, St Louis MO 63143, United States DESCRIPTION: Provide administrative assistance to tax clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-31
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S65 Uniform Investment Adviser Law Examination
    2009-03-31
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02
Other Names
  • Robin Ann Black
  • Robin Ann Nelson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor