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Anthony Robert Saba

Bahl & Gaynor LLC

Cincinnati, OH

Oswego, IL

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Current Employers
Bahl & Gaynor Llc

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-03-07
IL RA APPROVED 2024-02-28
  • WV RA
    APPROVED
    Since 2024-03-07
  • IL RA
    APPROVED
    Since 2024-02-28

Branch Locations

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Oswego, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 07/2007 01/2021
First Trust Portfolios L.P. Wheaton IL 02/2021 09/2023
First Trust Advisors L.P. Wheaton IL 02/2021 09/2023
Bg Is, Llc Oswego IL 11/2023 Present
Quasar Distributors, Llc Oswego IL 10/2023 Present
  • 07/2007 → 01/2021
    Advisors Asset Management, Inc
    Monument, CO
  • 02/2021 → 09/2023
    First Trust Portfolios L.P.
    Wheaton, IL
  • 02/2021 → 09/2023
    First Trust Advisors L.P.
    Wheaton, IL
  • 11/2023 → Present
    Bg Is, Llc
    Oswego, IL
  • 10/2023 → Present
    Quasar Distributors, Llc
    Oswego, IL
Previous Registrations
Other Businesses

1) Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-11
S63 Uniform Securities Agent State Law Examination 1998-02-18
  • S65 Uniform Investment Adviser Law Examination
    2001-05-11
  • S63 Uniform Securities Agent State Law Examination
    1998-02-18
Other Names
  • Tony Saba
  • Anthony Robert Saba
  • Anthony Saba

View on SEC IAPD

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MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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