Anthony Robert Saba

Employer firm

Bahl & Gaynor LLC CRD 106139

$21.0B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 01/2021
  Advisors Asset Management, Inc
  Monument, CO
• 02/2021 → 09/2023
  First Trust Portfolios L.P.
  Wheaton, IL
• 02/2021 → 09/2023
  First Trust Advisors L.P.
  Wheaton, IL
• 11/2023 → Present
  Bg Is, Llc
  Oswego, IL
• 10/2023 → Present
  Quasar Distributors, Llc
  Oswego, IL

Previous Registrations

• 2021-02-09 → 2023-10-13
  First Trust Advisors Lp
  Wheaton, IL
• 2007-07-05 → 2021-02-12
  Advisors Asset Management, Inc.
  Boerne, TX
  Lisle, IL
• 2004-03-11 → 2007-07-10
  Guggenheim Investments
  Chicago, IL
  Lisle, IL
• 2003-06-27 → 2004-07-01
  Guggenheim Funds Distributors, Llc
  Chicago, IL
  Lisle, IL

Other Businesses

1) Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-11
• S63 Uniform Securities Agent State Law Examination
  1998-02-18

Other Names

• Tony Saba
• Anthony Robert Saba
• Anthony Saba