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8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-12-14 |
| CO | RA | APPROVED | 2018-03-08 |
| TX | RA | APPROVED | 2018-03-08 |
Branch Locations
8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Englewood | CO | 02/2003 | 02/2018 |
| Dodds Wealth Management Group | Englewood | CO | 02/2000 | 02/2018 |
| Tandem Financial, Llc | Greenwood Village | CO | 03/2018 | Present |
| Purshe Kaplan Sterling Investments | Greenwood Village | CO | 03/2018 | Present |
Mr. Franklin is a licensed insurance agent authorized to sell insurance products of various insurance companies, a non-investment related activity. Place of business is 9156 Madras Court, Highlands Ranch, Colorado 80130. Approximately 10% of Mr. Franklin's time during trading hours is spent on insurance products. Mr. Franklin is a registered representative of Purshe Kaplan Sterling Investments
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-03-29 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-25 |
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