Michael Kevin Franklin

Employer firm

Tandem Financial, LLC CRD 292565

$542M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 02/2018
  Lpl Financial, Llc
  Englewood, CO
• 02/2000 → 02/2018
  Dodds Wealth Management Group
  Englewood, CO
• 03/2018 → Present
  Tandem Financial, Llc
  Greenwood Village, CO
• 03/2018 → Present
  Purshe Kaplan Sterling Investments
  Greenwood Village, CO

Previous Registrations

• 2003-02-13 → 2018-03-08
  Lpl Financial Llc
  Englewood, CO
  Greenwood Village, CO
• 2011-04-11 → 2018-03-08
  Dodds Wealth Management Group
  Greenwood Village, CO
• 2000-02-11 → 2003-02-14
  Ameriprise Financial Services, Llc
  Wichita, KS

Other Businesses

Mr. Franklin is a licensed insurance agent authorized to sell insurance products of various insurance companies, a non-investment related activity. Place of business is 9156 Madras Court, Highlands Ranch, Colorado 80130. Approximately 10% of Mr. Franklin's time during trading hours is spent on insurance products. Mr. Franklin is a registered representative of Purshe Kaplan Sterling Investments

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-03-29
• S65 Uniform Investment Adviser Law Examination
  1999-10-25