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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-09 |
| WA | RA | APPROVED | 1997-09-15 |
Branch Locations
4407 N Division St Ste 605, Spokane, WA 99207-1613 • United States
Spokane, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Spokane | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Spokane | WA | 03/2020 | Present |
Board of Directors; Spring of Hope; Board Member; 712 W Nora, , Spokane, WA, 99205; Not Investment-Related; 05/18/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Directional Decisions, LLC; Employee of the firm.; Manage advisory business; 4407 N Division St, STE 605, Spokane, WA, 99207; Investment-Related; 09/17/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-23 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-23 |
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