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James Henry Dodok

Dodok Wealth And Investment Advisors LLC

Dayton, OH

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Current Employers
Dodok Wealth And Investment Advisors Llc

5540 Far Hills Ave Suite 206, Dayton, OH 45429 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-04-12
  • OH RA
    APPROVED
    Since 2011-04-12

Branch Locations

5540 Far Hills Ave. Suite 206, Dayton, OH 45429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cymi Ltd Vandlia OH 03/2010 Present
Dodok Wealth And Investment Advisors Llc Dayton OH 04/2010 Present
Other Businesses

CYMI, LTD.; INVESTMENT RELATED; VANDALIA, OHIO; PRIVATE FAMILY OFFICE; EMPLOYEE/WEALTH ADVISOR; 01/1999; APPROXIMATELY 25% OF MY TIME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-24
  • S65 Uniform Investment Adviser Law Examination
    2011-05-24

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

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