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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-30 |
| WA | RA | APPROVED | 2011-01-03 |
Branch Locations
999 3Rd Ave [Wv-Rbo], Seattle, WA 98104 • United States
Mercer Island, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; SEATTLE, WA; 100% OWNERSHIP; START 1/02; 2 HRS PER MONTH 0 DURING TRADING RENTAL PROPERTY; INVESTMENT RELATED; SEATTLE, WA; 100% OWNERSHIP; START 1/08; 2 HRS PER MONTH 0 DURING TRADING AYLEN PROPERTIES LLC; INVESTMENT RELATED; MERCER ISLAND, WA; 100% OWNERSHIP; START 3/07; 0 HRS PER MONTH 0 DURING TRADING RENTAL PROPERTY; INV RELATED; MERCER ISLAND, WA; OWNER; START DATE 6/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-31 |
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