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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-05 |
| CA | RA | APPROVED | 2024-01-22 |
Branch Locations
1200 California St Suite 220, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painter, Smith & Gorian Inc. | San Bernardino | CA | 02/1998 | 01/2024 |
| Prospera Financial Services Inc | Dallas | TX | 01/2024 | Present |
Immanuel Baptist Church; Investment Related - No; 28355 E Baseline Road, Highland, CA 92346; Member of Finance Committee; Board Member; 01/2025; 2 Hours Per Month, 0 During Trading Hours; Meetings every two months to review the finances of the church. Painter Smith & Amberg; Investment Related - Yes; 1200 California St., Redlands, CA 92374; DBA; Wealth Manager; Advisor; 01/2024; 160 Hours per Month; 160 During Trading Hours; Providing financial planning and investment related services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-18 |
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