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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| CT | RA | APPROVED | 1998-05-13 |
Branch Locations
2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States
New Canaan, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Southport | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Southport | CT | 03/2020 | Present |
Real Estate Ownership; Single Family; 7 Hydrangea Lane, , Nantucket, MA, 2554; Not Investment-Related; 05/27/2022. Business Ownership; AJS Corp; Operations/Management; Consulting; 128 Gerrish Lane, , New Canaan, CT, 06840; Investment-Related; 10/31/2022; 60 hours per month; 60 during trading hours. Outside Employment; AJS Corp; President - Operatons/Management; ; 128 Gerrish Lane, , New Caanan, CT, 6840; Investment-Related; 10/31/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-27 |
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