Michael Elbert Mullis

Current Employers

Employment History

• 11/2012 → 09/2023
  Securities America, Inc
  Vestavia Hills, AL
• 11/2012 → 09/2023
  Securities America Advisors, Inc
  Vestavia Hills, AL
• 09/2023 → Present
  Kestra Investment Services, Llc
  Vestavia Hills, AL
• 09/2023 → Present
  Kestra Advisory Services, Llc
  Vestavia Hills, AL

Previous Registrations

• 2012-11-15 → 2023-10-13
  Securities America Advisors, Inc.
  Vestavia Hills, AL
• 1999-12-10 → 2012-12-05
  Lpl Financial Llc
  Hoover, AL
  Vestavia Hills, AL
  Lakeland, FL

Other Businesses

Busi Name: KELLEY AND MULLIS WEALTH MANAGEMENT, INC POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/20/2023 ADDRESS: 2008 Stonegate Trail, Ste 112, Vestavia Hills AL 35242 DESCRIPTION: Registered Rep Busi Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/20/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Busi Name: MULLIS REAL ESTATE LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2016 ADDRESS: 2008 STONEGATE TRAIL, STE 112, VESTAVIA HILLS AL 35242 DESCRIPTION: I am the owner of the LLC and a third party collects rent, makes any repairs from those rent funds and sends me that rent check each month. I have NO duties other than depositing the rent check monthly. Busi Name: MULLIS AND MULLIS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 2008 STONEGATE TRAIL, STE 112, VESTAVIA HILLS AL 35242 DESCRIPTION: Owner - I simply receive "net" income from rental of condo. No active involvement. Busi Name: DAVIS AND MULLIS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 2008 Stonegate Trail, Ste 112, Vestavia Hills AL 35242 DESCRIPTION: I am the the co-owner of the business with my father. I own 66.6%, he owns 33.4%. Busi Name: MICHAEL E MULLIS POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2013 ADDRESS: 2008 Stonegate Trail, Ste 112, Vestavia Hills AL 35242 DESCRIPTION: Insurance sales as Registered Rep

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-11-11

Designations