Best Investors
Account
Sign in
11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2018-08-28 |
Branch Locations
30 Temple Street Suite 501, Nashua, NH 03060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Nashua | NH | 11/2010 | Present |
| Independent Advisor Alliance, Llc | Nashua | NH | 08/2018 | Present |
1. 11/30/2010 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Fixed insurance business. Life, LTC, fixed annuities. 2. 7/31/2018 - Independent Advisor Alliance - DBA: (Hybrid) Retirement Path Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity on 7/31/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/7/2018 - Retirement Path Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/31/2018 - 160 Hours Per Month During Securities Trading. 4) 01/31/2025 - Will Street LLC - Not Investment Related - Other - Co-managing family business -Nashua, NH - Start Date:01/29/2025 - 12 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-22 |
Reach out to this advisor