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Inactive

Francois Jerome Ducroux

Bay Colony Advisors

Concord, MA

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Current Employers
Bay Colony Advisors

86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
MA RA APPROVED 2020-07-10
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • MA RA
    APPROVED
    Since 2020-07-10

Branch Locations

86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winslow, Evans & Crocker, Inc. Boston MA 09/2009 07/2020
Bay Colony Advisory Group, Inc. Concord MA 07/2020 Present
  • 09/2009 → 07/2020
    Winslow, Evans & Crocker, Inc.
    Boston, MA
  • 07/2020 → Present
    Bay Colony Advisory Group, Inc.
    Concord, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-22
S63 Uniform Securities Agent State Law Examination 1998-01-12
  • S65 Uniform Investment Adviser Law Examination
    1998-01-22
  • S63 Uniform Securities Agent State Law Examination
    1998-01-12
Other Names
  • Francois J Ducroux
  • Francois J Dugroux
  • Frank Ducroux

View on SEC IAPD

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TWELVE POINTS WEALTH MANAGEMENT · CONCORD, MA
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NEWEDGE ADVISORS · Concord, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, MA
INTEGRATED WEALTH CONCEPTS LLC · Concord, MA
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USA MUTUALS ADVISORS, INC. · CONCORD, MA
HORNOR, TOWNSEND & KENT, LLC · CONCORD, MA

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