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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-20
  • MN RA
    APPROVED
    Since 2013-12-20

Branch Locations

600 Portland Avenue South, Minneapolis, MN 55415 • UNITED STATES

Andover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 11/2005 Present
Thrivent Financial For Lutherans Minneapolis MN 09/2005 Present
Andover Ymca Andover MN 01/2005 Present
  • 11/2005 → Present
    Minneapolis, MN
  • 09/2005 → Present
    Thrivent Financial For Lutherans
    Minneapolis, MN
  • 01/2005 → Present
    Andover Ymca
    Andover, MN
Other Businesses

SUBURBAN HOCKEY REFEREE'S AFFILIATION POSITION: Referee NATURE: Officiating youth hockey games. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 2096 150th Ave NW, Andover MN 55304, United States DESCRIPTION: Officiating youth hockey games.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-25
S63 Uniform Securities Agent State Law Examination 1998-04-04
  • S66 Uniform Combined State Law Examination
    2007-07-25
  • S63 Uniform Securities Agent State Law Examination
    1998-04-04

View on SEC IAPD

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