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Erick Lief Richardson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clifton Park, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2007-01-04
TX RA APPROVED_RES 2006-09-22
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2007-01-04
  • TX RA
    APPROVED_RES
    Since 2006-09-22

Branch Locations

449 Route 146, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 07/2006 Present
Bank Of America,Na Clifton Park NY 09/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-03
S63 Uniform Securities Agent State Law Examination 1997-10-17
  • S66 Uniform Combined State Law Examination
    2007-01-03
  • S63 Uniform Securities Agent State Law Examination
    1997-10-17

View on SEC IAPD

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KEY INVESTMENT SERVICES LLC · CLIFTON PARK, NY
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PFS INVESTMENTS INC. · CLIFTON PARK, NY
BANKERS LIFE ADVISORY SERVICES, INC. · Clifton Park, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OSAIC WEALTH, INC. · CLIFTON PARK, NY
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