Scott Edward Brown

Current Employers

Employment History

• 03/2006 → Present
  Baxter & Associates
  Wichita, KS
• 08/2007 → 11/2017
  Sii Investments, Inc.
  Wichita, KS
• 12/2017 → Present
  Sagepoint Financial, Inc.
  Wichita, KS
• 09/2023 → Present
  Osaic Wealth, Inc.
  Wichita, KS

Previous Registrations

• 2017-12-06 → 2023-09-01
  Osaic Services, Inc.
  Wichita, KS
• 2007-12-04 → 2017-12-01
  Sii Investments, Inc.
  Wichita, KS

Other Businesses

1) NOTARY POSITION: Notary NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/27/2008 ADDRESS: 2103 N Collective Lane, Wichita KS 67206, United States DESCRIPTION: Notarizing documents for clients 2) BAXTER & ASSOCIATES POSITION: Team Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/03/2017 ADDRESS: 2103 N Collective Lane, Wichita KS 67206, United States DESCRIPTION: Team Manager of Baxter & Associates 3) BAXCAP, LLC POSITION: Part-Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 2103 N. Collective Lane, Wichita KS 67206, United States DESCRIPTION: Input on rental changes for our one rental property 4) INSURANCE AGENT POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2024 ADDRESS: 2103 N Collective Lane, wichita KS 67206, United States DESCRIPTION: Sell LTC and life insurance when asked; Aquire a proposal and start the paperwork

Exams

• S66 Uniform Combined State Law Examination
  2007-11-29
• S65 Uniform Investment Adviser Law Examination
  1997-10-27
• S63 Uniform Securities Agent State Law Examination
  1997-07-08