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Inactive

Kristina Elisabeth Alley

Santa Fe Advisors LLC

Santa Fe, NM

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Current Employers
Santa Fe Advisors Llc

330 Garfield Street Ste. 301, Santa Fe, NM 87501 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-07
NM RA APPROVED 2014-12-16
  • TX RA
    APPROVED
    Since 2018-09-07
  • NM RA
    APPROVED
    Since 2014-12-16

Branch Locations

330 Garfield Street Ste. 301, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santa Fe Advisors, Llc Santa Fe NM 04/2014 Present
Previous Registrations
  • 2008-06-03 → 2014-12-11
    First Santa Fe Advisors, Llc
    Santa Fe, NM
  • 2009-01-13 → 2010-10-29
    Lpl Financial Llc
    Santa Fe, NM
    Santa Fe, NM
    Fort Mill, SC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-15
  • S63 Uniform Securities Agent State Law Examination
    1997-10-15
Designations

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

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