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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

55 E 3Rd Ave, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corp Lynnfield MA 10/2006 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2006 → 10/2016
    Investors Capital Corp
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-31 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Tustin, CA
    Topsfield, MA
    Lynnfield, MA
    Tulsa, OK
    San Mateo, CA
    Lynnfield, MA
    Foster City, CA
    Lynnfield, MA
    San Marcos, CA
    Lynnfield, MA
    Lynnfield, MA
  • 2003-08-01 → 2006-08-29
    Morgan Stanley Dw Inc.
    Danvers, MA
    Danvers, MA
  • 2000-07-13 → 2003-08-12
    Austin, TX
Other Businesses

1. NAME OF OTHER BUSINESS: SOLE PROPRIETORSHIP (TST, LLC); INVESTMENT RELATED: NO; ADDRESS: 55 EAST 3RD STREET, SAN MATEO, CA 94401; NATURE OF BUSINESS: ADVENTURE TRAINING - ROC WARRIOR; START DATE: 2007; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PROVIDE LEADERSHIP, TEAMWORK, ADVENTURE TRAINING. 2. NAME OF OTHER BUSINESS: RYDER INSTITUTE, INC ; INVESTMENT RELATED: NO ; ADDRESS: 55 EAST 3RD STREET SAN MATEO CA 92078 ; NATURE OF BUSINESS: EDUCATIONAL NON-PROFIT ; START DATE: 5/2020 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ADVISE AND CONSULT THE COMPANY ON EXPANDING EDUCATIONAL SERVICES AND BUSINESS DEVELOPMENT ; 3. NAME OF OTHER BUSINESS: HERO TRAINING FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 55 EAST 3RD STREET, SAN MATEO, CA 94401, NATURE OF BUSINESS: NON-PROFIT, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: VOTING BOARD MEMBER; 4. NAME OF OTHER BUSINESS: LODA, LLC; INVESTMENT RELATED: NO; ADDRESS: 1209 MOUNTAIN ROAD PL NE STE H, ALBUQUERQUE, NM 87110; NATURE OF BUSINESS: HOME WASTE TREATMENT SYSTEM; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: INVENTOR & FOUNDER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVENTOR AND LEADER OF RESEARCH AND DEVELOPMENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-10
S63 Uniform Securities Agent State Law Examination 1997-08-05
  • S65 Uniform Investment Adviser Law Examination
    1997-09-10
  • S63 Uniform Securities Agent State Law Examination
    1997-08-05
Other Names
  • Troy F Ryder

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