Juan C Tapia Camou

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Tucson, AZ
• 02/2010 → Present
  Bank Of America, Na
  Tucson, AZ

Previous Registrations

• 2002-07-01 → 2004-02-20
  Wells Fargo Investments, Llc
  Tucson, AZ

Other Businesses

I*123569 For profit or not for profit: For-Profit Organization Name of outside business organization: ASASP Properties LLC Investment related: N Address of business: TUCSON, Arizona 85718 Position, title, association: Family Held Start date of relationship: 5/23/2019 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: INVEST IN COMERCIAL REAL ESTATE I*: 2806288 Entity Type: Fiduciary role Name of OBA: T.- G. TRUST DATED 12/06/2019 Address: TUCSON, Arizona 85718 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 09/02/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: Co-Trustee for spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-19
• S63 Uniform Securities Agent State Law Examination
  1999-12-20

Other Names

• Juan Carlos Tapia Camou
• Juan Carlos Tapia
• Juan Carlos Tapia Camou
• Juan C Tapia Camou
• Juan Camou
• Juan Carlos Tapia Camou