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Michael Scott Brown

Wells Fargo Clearing Services, LLC

Lexington, SC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-09
SC RA APPROVED 2004-04-14
  • TX RA
    APPROVED
    Since 2024-08-09
  • SC RA
    APPROVED
    Since 2004-04-14

Branch Locations

5490 Sunset Blvd, Lexington, SC 29072 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lexington SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lexington SC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1997-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1997-07-30
Other Names
  • M Scott Brown

View on SEC IAPD

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Forest William Addison Dutton
Kathy Jo Bradley-Belstock

Other Offices

LPL FINANCIAL LLC · Lexington, SC
INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
EQUITY SERVICES, INC. · LEXINGTON, SC
TRUIST ADVISORY SERVICES, INC. · LEXINGTON, SC
BRIGHTWORKS FINANCIAL PLANNING LLC · LEXINGTON, SC
EDWARD JONES · LEXINGTON, SC
FIRST CITIZENS INVESTOR SERVICES, INC. · LEXINGTON, SC
AMERIPRISE FINANCIAL SERVICES, LLC · LEXINGTON, SC

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