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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
OH RA APPROVED 2022-04-07
  • TX RA
    APPROVED
    Since 2022-11-17
  • OH RA
    APPROVED
    Since 2022-04-07

Branch Locations

8044 Montgomery Rd Floor 02, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Cincinnati OH 11/2019 Present
Jpmorgan Securities Llc Cincinnati OH 11/2019 Present
Pnc Bank Cincinnati OH 07/2011 11/2019
  • 11/2019 → Present
    Jpmorgan Chase Bank Na
    Cincinnati, OH
  • 11/2019 → Present
    Jpmorgan Securities Llc
    Cincinnati, OH
  • 07/2011 → 11/2019
    Pnc Bank
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-29
S63 Uniform Securities Agent State Law Examination 2020-01-29
S66 Uniform Combined State Law Examination 2007-03-27
  • S65 Uniform Investment Adviser Law Examination
    2022-03-29
  • S63 Uniform Securities Agent State Law Examination
    2020-01-29
  • S66 Uniform Combined State Law Examination
    2007-03-27
Other Names
  • Patrick Oconnell Dolle

View on SEC IAPD

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