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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-08-05 |
| TX | RA | APPROVED | 2022-08-05 |
Branch Locations
Little Rock, AR • United States
1501 N University Avenue Suite 900, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Little Rock | AR | 06/2009 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 09/2016 | 02/2019 |
| Bank Of America, N.A. | Little Rock | AR | 12/2016 | 02/2019 |
| Wells Fargo Clearing Services Llc | Little Rock | AR | 04/2019 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 08/2023 | Present |
BY THE GLASS LLC, NOT INV RELATED, LITTLE ROCK, AR, 100% OWNERSHIP, START 6/11/2009, 8 HOURS PER MONTH, ZERO DURING TRADING, WINE BAR OWNER. CHARIS BIBLE COLLEGE, NOT INVT RELATED, GRAND RAPIDS, MI, ADMINISTRATIVE ASSISTANT, START DATE 8/27/2022, 16 HRS PER MONTH, 0 HRS DURING TRADING, FiILING PAPERWORK, CREATING STUDENT FILES, RUN CLASSROOM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-31 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-27 |
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