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359 Rockwell Church Road Ne, Winder, GA 30680 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-19 |
| TX | RA | APPROVED | 2022-09-23 |
Branch Locations
359 Rockwell Church Road Ne, Winder, GA 30680 • United States
Winder, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rc Whatley & Company | Winder | GA | 12/2015 | Present |
| Saint Francis Capital | Houston | TX | 09/2022 | Present |
RC Whatley & Company (Business Consulting) investment related, 359 rockwell church Rd. NE WInder, GA 30680, Investment services, President and Owner, 12/2015, 30 hours per month, 30 hours per month. Saint Francis Capital (TX registered RIA), investment related, 359 Rockwell Church rd. NE, WInder, GA 30680, Fiduciary Asset Management, Advisor, 10/23, 6 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-18 |
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