Vincent Edward Caine

Employer firm

Saint Francis Capital CRD 165376

$36.4M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Rc Whatley & Company
  Winder, GA
• 09/2022 → Present
  Saint Francis Capital
  Houston, TX

Previous Registrations

• 2011-08-15 → 2015-12-15
  Stephens
  Atlanta, GA
• 2009-06-01 → 2010-05-28
  Morgan Stanley
  Athens, GA
  Atlanta, GA
  Cornelia, GA
• 2003-03-31 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
  Atlanta, GA
  Cornelia, GA
  Clarkesville, GA
  Cornelia, GA
  Athens, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

RC Whatley & Company (Business Consulting) investment related, 359 rockwell church Rd. NE WInder, GA 30680, Investment services, President and Owner, 12/2015, 30 hours per month, 30 hours per month. Saint Francis Capital (TX registered RIA), investment related, 359 Rockwell Church rd. NE, WInder, GA 30680, Fiduciary Asset Management, Advisor, 10/23, 6 hours per month

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-30
• S63 Uniform Securities Agent State Law Examination
  1997-08-18

Other Names

• Vince Caine
• Vincent E Caine