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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED | 2005-10-14 |
| WA | RA | APPROVED | 2005-10-14 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
3760 Carillon Point, Kirkland, WA 98033-7455 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 03/2008 | Present |
| City National Bank | Seattle | WA | 01/2021 | Present |
(1) TIZ INVESTORS LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: LLC TO PURCHASE PSTS (PHOTOROCKET & PROPEL BIOFUELS); NOT INVESTMENT RELATED; START DATE: 06/01/2007; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CHEEKS LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: LLC FOR INCOME FROM BOARDING HORSES ON 2ND HOME; NOT INVESTMENT RELATED; START DATE: 08/31/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE EXCEPT IF WIFE IS OUT OF TOWN AND WOULD NEED ME TO BUY HAY OR DEPOSIT BOARDING FEES IN LLC CHECKING ACCOUNT; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) RENTAL PROPERTY; ADDRESS: 200 178TH AVENUE NE, WOODINVILLE, WA 98072; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY: CAPACITY: OWNER-ACTIVE; START DATE: 1/1/2018; DUTIES: MAINTAIN PROPERTY: HOURS DEVOTED PER MONTH: APPROX 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-08-20 |
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