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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-20 |
| FL | RA | APPROVED | 2008-01-01 |
Branch Locations
789 Sw Federal Hwy Ste 304, Stuart, FL 34994 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Stuart | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Stuart | FL | 11/2016 | Present |
OVER THE HILL HOCKEY, LLC. NOT INVESTMENT RELATED. STUART, FL. OWNER WITH SPOUSE. RUN OVER 30 ROLLER HOCKEY LEAGUE. START: 1/10/2013. 12 HRS PER MONTH/0 DURING TRADING. DUTIES: ORGANIZE, SCHEDULE PLAYERS AND TEAMS.; TRUSTEE FOR SISTER, INV RELATED, PALM CITY, FL, START: 10/21/2019, 1 HR/MONTH, 0 HRS DURING TRADING. TRUSTEE FOR SISTER'S TRUST, INV RELATED, PALM CITY, FL, START: 8/3/2020, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-24 |
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