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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-03 |
| WA | RA | APPROVED | 2020-09-24 |
Branch Locations
999 3Rd Ave 40Th Fl Ste 4000 [Wealth Mgmt], Seattle, WA 98104 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
University Place, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Seattle | WA | 04/2020 | Present |
| Wells Fargo Bank | Seattle | WA | 04/2020 | Present |
| Key Private Bank | Seattle | WA | 11/2011 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-24 |
| S65 | Uniform Investment Adviser Law Examination | 2010-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-16 |
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