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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| NY | RA | APPROVED | 2021-03-31 |
| NJ | RA | APPROVED | 2019-06-20 |
Branch Locations
1 Blue Hill Plaza, 7Th Floor Suite 4373, Pearl River, NY 10965 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Nanuet | NY | 03/1998 | 05/2019 |
| Foresters Advisory Services | Nanuet | NY | 08/2012 | 05/2019 |
| Cetera Investment Services Llc | Pearl River | NY | 05/2019 | Present |
| Cetera Investment Advisers Llc | Pearl River | NY | 06/2019 | Present |
1.) WATERSEDGE WEALTH MANAGEMENT; DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-04 |
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