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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-05 |
| NJ | RA | APPROVED | 2018-04-06 |
Branch Locations
401 Hackensack Ave. Suite 803, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 11/2016 | 04/2018 |
| Raymond James & Associates | Hackensack | NJ | 04/2018 | Present |
1)NOTARY PUBLIC, NOT INV. RELATED, MIDLAND PARK, NJ. START: 9/28/15, 2 HOURS/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS. 2)Name of Business : BNI Address: Chit Chat Diner 515 Essex Street,Lodi, NJ Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related:No Start Date: 12/18/2018 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 0 Description of duties: Member and Secretary/Treasurer Alternate (Substitute)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-22 |
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