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Douglas M Bray

J.P. Morgan Securities LLC

Madison, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
WI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • WI RA
    APPROVED
    Since 2012-10-01

Branch Locations

602 North High Point Road, Madison, WI 53717 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Madison WI 10/2012 Present
Jpmorgan Chase Bank, Na. Madison WI 05/2003 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Madison, WI
    Beaver Dam, WI
    Madison, WI
    Beaver Dam, WI
  • 2003-06-13 → 2005-07-06
    Banc One Securities Corporation
    Beaver Dam, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-02
S65 Uniform Investment Adviser Law Examination 1997-11-03
  • S63 Uniform Securities Agent State Law Examination
    2013-05-02
  • S65 Uniform Investment Adviser Law Examination
    1997-11-03
Other Names
  • Douglas Martin Bray

View on SEC IAPD

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