John G. Scott

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2017 → Present
  Stifel Nicolaus & Co Inc
  Greensboro, NC

Previous Registrations

• 2009-06-01 → 2017-02-28
  Morgan Stanley
  Greensboro, NC
• 2001-12-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Greensboro, NC
  Greensboro, NC

Other Businesses

1. Greensboro College;815 W. Market St Greensboro NC 27401;Higher Education; Investment Committee Member; Monitor Endowment Investments;5/23/19;10 hr/yr; not during securities trading hours; not investment related. 2. Greensboro Day School; 5401 Lawndale Dr Greensboro, NC 27455; K-12 Education; Finance Committee Member; School budget and finances; 07/01/2025; 10hrs/mth; Not during securities trading hours; Not investment related 3. Greensboro Day School; 5401 Lawndale Dr Greensboro, NC 27455; K-12 Private School; Board of Trustees; Serve on the Board of Trustees. I will also continue serving on the Finance Committee as disclosed previously; 06/01/2026; 10hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-22
• S63 Uniform Securities Agent State Law Examination
  1998-08-31

Designations

• Certified Financial Planner

Other Names

• J Scott
• John Guerard Scott
• John Guerard Scott Jr
• John Guerard Scott
• John G. Scott Jr.