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Shaun Michael Miller

Corient

Seattle, WA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-07-07
  • WA RA
    APPROVED
    Since 2023-07-07

Branch Locations

925 4Th Ave Suite 2288, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corient Seattle WA 03/2023 Present
Mccutchen Group Llc Seattle WA 11/2010 03/2023
Cipw Service Company, Llc Toronto 01/2022 07/2023
Corient Services Llc Miami FL 07/2023 Present
  • 03/2023 → Present
    Corient
    Seattle, WA
  • 11/2010 → 03/2023
    Mccutchen Group Llc
    Seattle, WA
  • 01/2022 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2007-10-02 → 2010-11-08
    Blackrock Financial Management, Inc
    New York, NY
  • 2005-07-14 → 2007-11-02
    Quellos Private Capital Markets, L.P.
    Seattle, WA
  • 2000-11-03 → 2007-10-02
    Quellos Capital Management Lp
    Seattle, WA
  • 2000-11-06 → 2004-03-15
    Quellos Fixed Income Advisors Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-04
S63 Uniform Securities Agent State Law Examination 1997-07-24
  • S65 Uniform Investment Adviser Law Examination
    1997-09-04
  • S63 Uniform Securities Agent State Law Examination
    1997-07-24
Designations

View on SEC IAPD

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Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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